Diversity Innovations Faculty and Staff Development

Keeping our Faculties:
Addressing the Recruitment and Retention of Faculty of Color in Higher Education

Symposium held October 18-20, 1998

Executive Summary

by Caroline Sotello Viernes Turner*, Symposium Coordinator
Office of the Associate Vice President for Multicultural and Academic Affairs and
Department of Educational Policy and Administration
University of Minnesota

I. INTRODUCTION

The recruitment and retention of faculty of color remains one of the most difficult challenges facing American higher education. Research findings--whether qualitative or quantitative, whether numerical or narrative--demonstrate that American Indian, African American, Latino, and Asian Pacific American faculty comprise, at most, 10% of the faculty, and many describe experiences of racial and ethnic bias in the workplace. Research findings suggest that there is a need to focus on changing the higher education workplace environment to further embrace the value of a racial and ethnically diverse professoriate in order to sustain the viability, vitality, and growth of our institutions in an ever-changing social environment.

Despite present legal challenges, which must be considered in addressing problems within the workplace environment, a proactive stance toward solutions and strategies is crucial. On October 18-20, 1998, over 300 faculty, administrators, and students from 36 states participated in a national symposium entitled "Keeping Our Faculties: Addressing the Recruitment and Retention of Faculty of Color in Higher Education." The symposium was sponsored by the University of Minnesota and the Minnesota State Colleges and Universities.

The Keeping Our Faculties Symposium provided an arena for stimulating dialogue among scholars, practitioners, and policy makers aimed at generating useful strategies for increasing faculty diversity on college and university campuses. This executive summary distills information from the presentations of several symposium speakers with particular focus on their recommendations. Ideas emerged from the scholarly work and practical experience of the 15 plenary speakers and from the 28 concurrent session presenters. Not only are presenter remarks on barriers and strategies highlighted in this document, but results from symposium attendees participating in small group discussion tables and in an interactive keypad technology session will be presented. More information on the symposium is available in the symposium proceedings.

II. SYMPOSIUM GOALS

1. Address the issues of recruitment, retention, and development of ethnic and racial minority faculty

2. Develop creative and workable strategies for addressing these issues.

3. Share implementable solutions based on research and practical experience.


III. SYMPOSIUM FINDINGS -- PLENARY AND CONCURRENT SESSIONS

A. BARRIERS

Recognizing and Getting Beyond the Myths

Many symposium participants stressed that one of the most prevalent barriers to progress toward a representative faculty was recognizing and getting beyond myths. Myths act as barriers to progress in hiring and promoting faculty of color. As we learn more about these misperceptions, informing others is one of our important tasks. Continuing to unveil such myths is another way to facilitate the hiring and promotion of faculty of color. Examples of studies presented at the symposium which unveil labor market myths, model minority, and other myths are briefly described here.

1) Labor Market Myths

This body of myths include: institutions cannot compete for doctorates of color who are sought after and offered high salaries; there are no qualified candidates for our faculty position; faculty of color would not want to come to our campus; faculty of color will leave for more money and prestige; recruiting faculty of color takes away opportunities for potential white faculty.

In Achieving Faculty Diversity: Debunking the Myths (1996), Daryl Smith examines the labor market experience of scholars funded by the Ford, Mellon, and Spencer Foundations. She and her colleagues found that only 11% of the scholars of color within the sample of approximately 300 recipients interviewed were "sought after" by institutions of higher education. Other findings emerging from this study include: 1) scientists of color were found in post-doctoral positions and were not being pursued for faculty positions; 2) scholars wanted to work in a wide range of institutional types, although the myth is that they only want to work at prestigious institutions; 3) when faculty of color moved, reasons often focused on unresolved issues with the institution rather than monetary incentives; 4) choices to leave academe were as often a function of the problems with academe as irresistible temptations outside of academe; 5) European-American scholars who were in this study were highly successful in finding faculty positions, dispelling the myth that campuses were only recruiting faculty of color.

In his presentation, Samuel L. Myers, Jr. points out that the myth of the revolving door. His study, conducted in the Midwest, suggests that minority faculty may leave their institutions at similar rates when compared to white faculty. The problem is that they are not being hired at the same rate as white faculty.

2) The Model Minority Myth

Shirley Hune and Kenyon Chan (1997) point to a myriad of myths surrounding the "success" of the Asian Pacific American (APA) in academe. They point out that lumping Asian Pacific Americans under one category tends to mask inequities experienced by many in this community. They find low tenure rates, a concentration in non-tenure track positions, and low numbers of Asian Pacific Americans in administration. They report that APA faculty salaries are "generally lower than those of their white counterparts, even when rank and college affiliation are taken into consideration." They also remind us to look at the gender gap for faculty of color by noting that APA women are primarily in the junior faculty ranks while men are primarily in the senior faculty ranks.

3) The Diversity is Only for Minorities Myth

Everyone Benefits
Jonathan Alger (1998) and others stressed that diversity is not a minority issue, but an issue that should be of concern to everybody and everyone can benefit from it. For example, Alger stresses that exposure to similarities across racial lines, and differences within racial groups, can overcome learned stereotypes and prejudices.

Corporate Needs and Institutional Viability
In her presentation, Mildred Garcia points to the importance of meeting corporate needs as another rationale to support racial and ethnic diversity in higher education. She states that major companies in the corporate world have discovered that diversity is vital to their existence. If the higher education enterprise is to continue to contribute to the world of work, diversity then is an important component. In fact, as discussed by Daryl Smith, the viability of higher education may depend on its ability to meet such needs in the twenty-first century.

4) The Level Playing Field Myth

Countless studies document the added pressures placed on a faculty member of color in a predominantly white environment. Several presenters addressed the high expectations of faculty of color to address minority concerns for their institutions and the stresses of being an "only" on a faculty. Francis Rains, Gloria Cuadraz, Wayne Stein, and Melanie Peterson-Hickey address issues such as biased student evaluations, differential role expectations, and the impact of value conflicts for faculty of color. Sheila Ards examines the effect of race on the tenure and promotion rates for African American faculty.

B. STRATEGIES

In addition to dispelling myths such as those described above, several strategies to address the recruitment and retention of faculty of color were suggested by symposium presenters. As one symposium participant notes: "A lot of time is spent on racial and ethnic bias. That's an institutional problem." Present interventions or strategies to address the underrepresentation of faculty of color appear to emphasize the molding of people of color to fit the institution. While such strategies as faculty development workshops as well as fellowship programs at the doctoral and post doctoral level must not be abandoned, symposium presenters also emphasized strategies for institutional change. Strategies will be briefly highlighted here.

1) Incorporate Diversity as A Core Value and The Importance of Commitment From All Levels

Recruitment and retention of faculty of color must be implemented as a core value of the institution, not something at the margins. Commitment from all levels of institutional administration and faculty governance is crucial in leading this effort. Josephine D. Davis and Mildred Garcia underscore this as foundational to successful efforts toward faculty diversity.

2) Broadening Definitions of Scholarship/Restructuring the Faculty Reward System

Ernest Boyer (1990) in Scholarship Reconsidered described ways in which scholarly work must be expanded to meet the educational needs of the twenty-first century. Studies by anthony lising antonio indicate that faculty of color are at the forefront of broadening the conception of scholarship as defined by Boyer. Further studies examining the contributions of faculty of color to their research, teaching, and service roles in higher education are needed.

In his presentation, Bill Tierney states that the higher education enterprise must "ensure that the multifaceted tasks that occur in an organization are equally honored and recognized. Society needs faculty to undertake a multitude of tasks, rather than merely emphasizing one to the exclusion of others." Thus, the academy is encouraged to explore ways of redefining merit by devising broader definitions of scholarship and service as rewarded in promotion, tenure, and recruitment.

3) Support for Administrative and Senior Faculty Development

Inform college deans, department chairs, and others in high level policy and decision making positions about the need and value of a diverse professoriate. Dispel myths and develop systematic ways to address inequities in the hiring and promotion of faculty of color.

4) Initiate Processes and Practices that Support Community and Inclusion

Several symposium presenters emphasized the need to build systematic, comprehensive faculty development programs, and to develop and initiate networking opportunities for faculty of color. Presenters also underscored the critical value of mentoring for faculty of color to the success of college and university efforts in addressing issues of retention, promotion and tenure.

5) Monitor Progress

Institutions need to assess the present status of diversity within the student body and professoriate before new strategies are initiated. It is important to monitor institutional progress and maintain records to document change over time. Robert Jones advocated surveying for "best practices" across colleges and disciplines, then using these successful units as benchmarks. Reinforcing the call for intervention, Jones further urged monitoring the progress of new faculty of color and having intervention plans in place if needed.

6) Institutional Accountability

Mildred Garcia states: "When a new faculty member is denied tenure, not only does the faculty member fail, but the institution, the department chair, and senior faculty colleagues have also failed."

7) Support Research

Institutional support of continued research, both quantitative and qualitative, on the experience of faculty of color in the workplace is also important to expand our knowledge of factors affecting not only the experience of faculty of color but also documenting the contributions which a diverse professoriate brings to the teaching, learning, research, and service context.

8) Building Alliances

Institutional actors must collaborate to develop and implement strategies toward the effective recruitment and retention of faculty of color. There is a need to work together and support one another while thinking hard about how to promote institutional climates that support a racially diverse faculty. There is an urgency to move from taking steps forward to taking the necessary giant leaps forward in meeting the goal of achieving representative faculties. Interinstitutional alliances with business can also support efforts to achieve a diverse professoriate.

9) Review Hiring Processes

Adopt fair and equal practices in faculty recruitment, such as search committees that are diverse in representation and informed of new scholarship, and all aspects of campus life to ensure faculty of color, their concerns, and issues are included and respected.

For more information, see the following references:

Light, P. (1994). Diversity in the faculty "not like us": Moving barriers to minority recruitment. Journal of Policy Analysis and Management, 13 (1), 163-186.

Mickelson, R.A., & Oliver, M.L. (1991). Making the short list: Black candidates and the faculty recruitment process. In P.G.Altbach,. & K.Lomotey, (Eds.), The racial crisis in American higher education (pp. 149-166). Albany, NY: SUNY Press.

10) Use the Legal Theory of Diversity

Jonathan Alger, AAUP general counsel, notes that institutions must, along with consultation with their legal counsel, "demonstrate that there is not a disconnect between legal standards and what you are doing on your campus." He further states that "as a Supreme Court decision, the 1978 Bakke case is still the law of the land." Race can be considered as one among a number of other factors that contributes to diversity, and diversity is a compelling interest in higher education. Diversity contributes to the robust exchange of ideas on campus. Alger concludes that an institution knows how best to educate its students, so institutions have the academic freedom to select their student body and faculty.


IV. SYMPOSIUM FINDINGS -- AUDIENCE PARTICIPATION

Discussion Tables

During the second day of the symposium, participants were asked to take part in small group discussion tables. Each table was asked to talk about strategies for addressing the issues of recruitment and retention of faculty of color that you would like to implement at your institutions. A group recorder made a list of strategies discussed. Among these suggestions were the following:

1) For technical colleges, create exchange programs with business so that faculty can be placed for six months in businesses where minorities are employed and minority business professionals can be invited to work in the classrooms.

2) Replicate "grow your own models" where doctoral students can be groomed from program completion to placement as a tenure track faculty.

3) Facilitate constructive conversations within academic departments concerning myths about and concerns of faculty of color.

4) Encourage and create arenas where deans, department chairs, and senior faculty can establish personal contact with faculty from other racial and ethnic groups. The development of personal relationships can help dispel myths and stereotypes.

5) Conduct interviews with former faculty of color with respect to institutional climate.

6) Encourage social and other activities to build community and promote networking among faculty of color.

7) Allocate funding for target of opportunity hiring for faculty of color in two year colleges.

Interactive Keypad Technology

On the last day of the symposium, October 20, over one-third (n = 126) of the registrants, using an advanced keypad technology, provided their opinions anonymously to a series of questions about effective recruitment, retention, and development of faculty of color. Moss Cairns LLC, a public affairs consulting firm based in Minneapolis, provided the technology.

Who Participated in the Interactive Session?

Of these participants, just over half (52%) were European American, 31% were African American, 10% Chicano/Latino American, 2% were Native American/American Indian, and 6% described themselves as "other." A small majority (52%) were administrators, 30% were faculty, 11% were staff, 3% were students, and 3% described themselves as "other." When asked to name the primary role that brought them to the conference, 31% were academic administrators while 21% were higher education faculty members. Human resource professionals represented 13%, and equal proportions (11%) were affirmative action officers or "other." Small percentages of faculty development professionals, researchers, policy-makers, and students made up the rest of the participants.

Of faculty participants, 52% were tenured, 21% were on a non-tenured track, 17% were on a tenure-track, and 10% were from some "other" category.

By ethnic distribution, administrators showed this pattern: 50% European American, 38% African American, and 12% Chicano/Latino American. Of faculty, 50% were European American, 17% were African American, 11% were Chicano/Latino American, 6% were Native American, and 17% were "other." Of tenured faculty members, 64% were European American, and 15% "other," while African American, Chicano/Latino American, and Native American were 7% each.

Most participants (87%) were from public institutions while the rest were from private institutions. Asked to describe their institution, 44% said they were from research institutions, while participants from comprehensive community colleges (25%) and four-year colleges (23%) were almost evenly matched. Only 3% were from vocational/technical colleges and 5% were from "other."

The majority (64%) of respondents involved in this interactive session were from the Midwest. Another 16% were from the Northeast, 12% from the West, and 9% from the South.

Sixty-seven (67)% were female and the rest male.

A majority, 67%, were ages 40-54; 22% were older and 20% younger.

And finally, 82% said their institutions covered the major cost for attending the symposium. Others had paid their own costs (6%), were supported by an agency (3%) or used a combination of funding sources (8%).

A. BARRIERS

According to the symposium audience participating in the interactive keypad technology, the most important issues to address in recruiting and retaining faculty of color were racial and ethnic bias in the academic workplace, lack of institutional support, and devaluation of the individual. Questions posed during the interactive session with responses are reported in the following section.

Question: In your view, which of these issues should receive the most attention in addressing the recruitment and retention of faculty of color?

  • Race and Ethnic Bias in the Academic Workplace

  • Individual Devaluation

  • Lack of Institutional Support

  • Legal Challenges

  • Other

Race and Ethnicity Bias in the Academic Workplace

Forty-five percent of the participants in the keypad interactive session ranked race and ethnicity bias as the most important issue on which to focus in improving the recruiting and retaining of faculty of color; 41% cited lack of institutional support, with another 12% focusing on individual devaluation as most problematic. Two percent responded "other." No one choose legal challenges.

Respondents who were faculty and also those who were administrators agreed that race and ethnicity bias was the most important issue. As an example of racial bias, noted in a plenary address, white males are seen as having instant credibility and meriting attention. As a result, they accrue privilege, solely by virtue of their race and gender.

Question: In your view, which of these issues, taken from the research and literature, on lack of institutional support is the most important issue on which to focus?

  • Lack of mentoring

  • Token hire

  • Inadequate support for professional development

  • Support programs funded on soft money and not evaluated

  • Support programs not systemic

  • Lack of support from superiors

  • Isolation

  • Other

Lack of Institutional Support

The participants split evenly on the question: Twenty-two percent each responded that inadequate support for professional development and that non-systemic support programs were the most important issues on which to focus when addressing lack of institutional support. The next highest largest group (17%) felt that lack of support from superiors deserved attention. But lack of institutional support had many manifestations. An additional 15% cited isolation, 10% token hires, 8% lack of mentoring, and 5% support programs funded on "soft money" and not evaluated.

Interestingly, tenure-track faculty ranked isolation as most important (40%), while those from institutions without a tenure track rated lack of support from superiors highest (50%).

Faculty members ranked isolation as most important (27%) while administrators saw support programs that were "not systemic" as most important (31%).

Question: In your view, which of these issues, taken from the research and literature, on individual devaluation is the most important issue on which to focus?

  • Loss of identity

  • Being hyper-visible or invisible

  • Expected to work harder than whites

  • Other

Devaluation of the Individual

The responses to this issue were closely split between loss of identity (35%), being hypervisible or invisible (33%), and being expected to work harder than whites (28%); 4% said "other."

An interesting demographic variation within this pattern shows that administrators ranked bias in the academic workplace (48%) as most important; faculty rated bias and lack of institutional support as equally important (44% each).

B. RECRUITMENT STRATEGIES

Question: In your view, which of these strategies, taken from the research and literature, to address recruitment of faculty is the single most important strategy?

  • Targeted hires

  • Multiple hires

  • Industry/Higher Education Partnerships

  • National or regional PHD production programs

  • "Grow your own" programs

  • Revision of hiring criteria

  • Other

Multiple hires (40%) and targeted hires (25%) received the most responses; 15% wanted to revise hiring criteria, while another 13% advocated "grow your own" programs, 2% each favored industry/higher education partnerships and national or regional PHD production programs, and 4% choose "other."

Demographic differences showed this profile: Administrators said that multiple hires and revision of hiring criteria were equally important (29% each) while faculty ranked multiple hires as most important (53%).

C. RETENTION STRATEGIES

Question: In your view, which of these strategies, taken from the research and literature, to address retention of faculty of color is the single most important strategy in your view?

  • Orientation, professional development

  • Mentoring

  • Restructuring the faculty reward system

  • Community building/Networking

  • Research support

  • Industry/Higher education partnerships

  • "Grow Your Own" Programs

  • Regional or national inter-institutional endeavors

  • Other

The largest group (37%) agreed on restructuring the faculty reward system; 19% each put mentoring and community building/networking in first place; 13% cited orientation, professional development; 6% said "grow your own" programs; 4% advocated research support; 2% choose regional or national inter-institutional endeavors (consortia). No one indicated industry/higher education partnerships or other.

The following demographic differences were noted:

Twenty- seven per cent (27%) of administrators ranked both mentoring and restructuring the faculty reward system first. For 47% of faculty, restructuring the faculty reward system was most important.

Forty percent of tenure-track faculty members ranked both orientation/professional development and the restructuring the faculty reward system first.

Community building/networking was most important for 43% of staff members and for 56% of those from comprehensive community colleges. Thirty-eight percent of human resource officers ranked it equally to mentoring. Mentoring was most important for 40% of affirmative action officers.


V. SYMPOSIUM EVALUATION

While weaknesses of the symposium design were also noted, the overwhelming response was supportive and most participants wanted to see this symposium repeated. When those participating in the interactive session were asked to rate the symposium, 88% rated the symposium "excellent to good" and 85% rated the conference "excellent to good" in its usefulness to their work.

The following responses to an open ended comment section of our questionnaire are reflective of participant sentiments:

  • This was a wonderful experience. The information presented in the lectures and sessions was invaluable. I have a new understanding, appreciation, and strategies on how to help increase my institution's faculty of color. I will work toward rebuffing the myths of why people of color are not hired at major Research I universities.

  • The most interesting and stimulating conference I have attended in several years. Bravo to all who organized and presented! The mix of research, theory, and recommendations for action was a consistent thread that gave the conference tremendous coherence.

  • I received a great deal of information to take back to my university and address over diversity issues. But the bonus for me was receiving information to advance my career as a junior faculty member. I loved the numerous opportunities provided for networking.

  • If we do this again, we would include more symposium sessions addressing the concerns of the two-year and small liberal arts college settings as well as lengthen the symposium to allow more time for participant interaction.


VI. CONCLUSION -- KEEPING THE MOMENTUM AND ACCELERATING SOLUTIONS

This summary indicates that symposium presenters and audience alike note the need for institutional change in addressing the recruitment and retention of faculty of color. Several barriers are identified as well as strategies to achieving a diverse faculty are presented. While the statistical picture looks gloomy and much remains to be done in order to achieve a representative professoriate, symposium organizers and supporters hope that this effort has contributed to furthering the dialogue as well as stimulating actions toward achieving this goal.


For more information or questions, please contact:

Caroline Sotello Viernes Turner, Keeping our Faculties Symposium Coordinator
Research Coordinator, Faculty Programs
Office of the Associate Vice President for Multicultural and Academic
Affairs and Associate Professor, Educational Policy and Administration
University of Minnesota
330 Wulling Hall
86 Pleasant Street SE
Minneapolis, MN 55455-0221
Phone (612) 624-6390 Fax (612) 624-3377
Email: turne003@tc.umn.edu

*With inspiration and information from symposium participants including plenary and concurrent session speakers, and with the assistance of Robert J. Jones, Jennifer L. Longnion, Lakeesha Ransom, and Sonia Cairns and Associates

This executive summary has been reprinted with permission from Caroline Sotello Viernes Turner, Symposium Coordinator.

 

Questions, comments, and suggested resources should be directed to Hugo Najera at diversityweb@aacu.org.
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